New york, ny vocus june 25, 2009 floridabased park financial group, a full service brokerage firm specializing in equity trading, execution services and corporate finance, has expanded its relationship with sungard with the addition of protegent trading compliance for best execution and regnms 605, 606 and 611 reporting. It was formed in 1983, as a spinoff of the computer services division of sun oil company. Review of sungards protegent compliance platform advisoryhq. Park financial also uses sungards brass order management system oms for market making, agency and proprietary trading. Sungard, which has more than 15,000 customers, mainly provides trading and investment management software to financial firms. Your sungard pta login will be a unique login for you. Protegent surveillance was designed to help compliance officers meet the increasing challenges of time and laborintensive trade. Protegent pta, formerly pta by dataware solutions, which sungard. Fis protegent pta is a browserbased application that automates compliance with personal trading regulations covering the full spectrum of regulatory agencies, self regulating organizations, and a firms specific code of ethics and policies.
Sungard s protegent suite of compliance solutions was one of the platforms included in our list of the best antimoney laundering aml compliance tools. Protegents best execution and trade reporting modules will help. The addition of protegent trading compliance further strengthens the suite of reporting and compliance capabilities, such as, act, oats, and ots reporting, already included in brass oms. Sungard releases new surveillance and compliance software. The solution covers all asset classes and market models and has been deployed for over 50 clients in 17. Sungard financial systems provides missioncritical software and it services to institutions in virtually every segment of the financial services industry. Sfg will continue to use protegent trading compliance for the automation of surveillance, internal investigations, documentation, and reporting, helping the firm to monitor and reduce risk and opportunity cost, improve workflow, and. Convergepoint policy management software is rated 0, while fis protegent is rated 0. Susquehanna financial group, lllp sfg, the institutional brokerdealer member of the susquehanna international group of companies sig, has extended its relationship with sungards protegent trading compliance as the firms platform for trading compliance of its institutional equities tradin. With its ability to integrate with both thirdparty and complementary sungard trading. Review of sungards protegent compliance platform recently, we published our annual list of the top aml software solutions for financial services firms. Scila surveillance is a turnkey market surveillance solution for exchanges, trading participants and regulators that seeks to apply modern technology to obtain a seamless route from early detection of market abuse to presentable evidence. Financial software maker sungard files for ipo reuters.
Learn about working at sungard financial systems now part of fis. The name of the company originally was an acronym which stood for sun guaranteed access to recovered data, a reference to the. Mark henni svp sales valdi sales north america fis sungard. Magnus almqvist is a senior product specialist for protegent, sungard s compliance business for the capital markets. Sec rule 11ac15 compliancetaxprotegentprotegenttradingcompliancebestexecutionorder routing. Compliance tools burlington, massachusetts sungard officials announced in march that it would add to its bevy of acquisitions with the purchase of dataware solutions. Use of technology and software in mifid ii compliance programs. On the other hand, convergepoint policy management software is most compared with compliance 360, navex global and nasdaq bwise, whereas fis protegent is most compared with compliance 360 and rsa archer. American capital will use protegent to better manage and automate various aspects of its employee facing compliance requirements. Compliance officers must manage vast, disparate data and processes to comply with everchanging global trading regulations, often against tight deadlines. Sungard s protegent compliance platform enables compliance users to. Software ag apama sungard protegent trillium source. Jun 25, 2009 floridabased park financial group, a full service brokerage firm specializing in equity trading, execution services and corporate finance, has expanded its relationship with sungard with the addition of protegent trading compliance for best execution and regnms 605, 606 and 611 reporting. Kevin kruzensky, managing director at keybanc, said, sungards advances in execution services have helped our business relationship to continue its growth trajectory.
Store user information online for three years, with an additional four years of storage on tape. Fis protegent is a suite of solutions that help automate financial institutions compliance processes. Sungard s software and services support functions from the front office. Sungard s protegent assists financial services firms in. Sungards protegent surveillance, a software application for brokerage compliance, is able to highlight the potentially unsuitable activity associated with short selling and naked short selling. Sungard announced today the availability of a new release of protegent surveillance, a compliance solution that helps retail brokerdealers to reduce regulatory and reputation risk by helping. Protegent trading compliance global banking software. Oct 23, 2006 sungard announced today the availability of a new release of protegent surveillance, a compliance solution that helps retail brokerdealers to reduce regulatory and reputation risk by helping. Sungards protegent trading compliance solution provides keybanc with enhanced compliance reporting and surveillance capabilities and support for compliance obligations. Sungard announced today that it has released version 3. American capital strategies selects sungards protegent.
Sungard as united states transforming it for resilient business. Sungard launches protegent policy manager for managing. Protegent pta automated compliance for personal trading regulations. It combines streetscapes proprietary pretrade modules with sungards protegent suite of. The benefits of sungards protegent compliance platform duration. Jun 20, 2006 sungard announced today that it has released version 3. Provides secure access to your sungard avs managed environment and the related support tools like ticketing and performance reporting. Sungard protegent surveillance and market monitoring multi asset class, real time. Protegent compliance platform protegent trading compliance is a webbased surveillance application designed to alert users of potential violations occurring in the marketplace, assist in supervisory controls and support management reporting. He is responsible for presales of the protegent market abuse and protegent pta compliance solutions in europe, middle east and africa emea. Sungard as united states transforming it for resilient. List of fis global customers last updated on 20160930 00. Compliance tools sungard enhances firm by acquiring dataware. The primary purpose of these systems is to automate the many detailed processes associated with trading, managing investment portfolios, and accounting for investment assets.
Each trade is subjected to thorough analysis using the protegent surveillance rule. Protegent s best execution and trade reporting modules. Sungard was an american multinational company based in wayne, pennsylvania, which provided software and services to education, financial services, and public sector organizations. Aug 08, 2011 sungard has launched protegent policy manager, an integrated policy management and education solution that helps streamline and facilitate the administration of regulatory compliance and internal. Compliance officers must monitor massive volumes of data for compliance against a growing list of regulations.
Oversee all activities related to new sales, revenue. American capital strategies selects sungards protegent for. Scila solutions for market surveillance and compliance. Financial systems, higher education, public sector, and availability services.
Sungard s protegent surveillance, a software application for brokerage compliance, is able to highlight the potentially unsuitable activity associated with short selling and naked short selling. Sungard launches new protegent surveillance solution for. Financial services information technology vendor sungards social media offering to help with new compliance rules. With years of expertise in regulatory compliance and tax reporting, fis can. Responsible for new business sales in emea for the sungard protegent suite of solutions. See who you know at sungard financial systems now part of fis, leverage your professional. A hosted dr infrastructure delivers resilience and security. Filed under cross asset tagged with 20, compliance, ifttt, pocket, protegent, sungard, susquehanna, trading bayer goes live with sungards adaptiv analytics to help improve risk calculations and support regulatory compliance.
Jun 05, 2015 sungard, which has more than 15,000 customers, mainly provides trading and investment management software to financial firms. Park financial group expands relationship with sungard with. Sungard as a leader in disaster recovery as a service, q2 2019. Sungard has launched protegent policy manager, an integrated policy management and education solution that helps streamline and facilitate the. Sungard financial systems now part of fis linkedin. The network supports multiasset order routing in fix and proprietary formats, trade execution, posttrade communication, analytics and reconciliation. Clearly, most vendors have done a great job of continually adding new. Access documentation, knowledge base, training, and support for sungard software services. Valdi encompasses two core trading software suites, one focused on the specific requirements of the north american markets, the other described in this brochure having global scope. Sungard released the first version of its new compliance and surveillance software for financial institutions, called protegent surveillance, which combines the software companys existing protegent brokeraudit and synapse surveillance products.
As part of plans to enhance its product offerings, global software giant sungard has acquired dataware solutions, a provider of employee trading compliance software to financial institutions. Sungards protegent surveillance unit has launched protegent social media surveillance, which helps firms monitor the information that employees disseminate over social media networks. The protegent trading compliance best execution module helps you meet your fiduciary obligations while improving your competitive advantage. Keybanc selects sungards brass oms, assent liquidity. Sungards protegent suite of compliance solutions was one of the platforms included in our list of the best antimoney laundering aml compliance tools.
The name of the company originally was an acronym which stood for sun. The protegent suite of compliance software solutions helps you mitigate your. Sungard provides software and processing solutions for financial services, education and the public sector. Adrian guest sales director trading business fonetic. Magnus almqvist is a senior product specialist for protegent, sungards compliance business for the capital markets. Yes, light, future, no key features and functionality table d and table e present key functionality currently offered by the leading trade compliance vendor solutions. Sungards protegent assists financial services firms in. Oct 15, 2009 sungards protegent trading compliance solution provides keybanc with enhanced compliance reporting and surveillance capabilities and support for compliance obligations. The benefits of sungard s protegent compliance platform duration. The sgn network for securities connects institutional asset managers, hedge funds and brokerdealers to trading venues worldwide. Park financial group expands relationship with sungard. Sungards suite of products to address these electronic trading challenges for sellside equity businesses is brought together under the valdi architecture. The protegent suite of compliance software solutions helps you mitigate your compliance risk exposure with greater transparency across your organization with advanced issue detection and integrated workflows.
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